Note: The job is a remote job and is open to candidates in USA. The Baldwin Group is a mission-driven organization focused on providing innovative insurance solutions. They are seeking a highly skilled Compliance Director to lead compliance operations for the Builder Reciprocal Insurance Exchange, ensuring adherence to state and federal regulations while fostering a culture of compliance excellence.
Responsibilities
• Monitor and communicate legislative and regulatory changes
• Ensure the company complies with all applicable laws, regulations, and internal policies by timely adopting new requirements
• Oversee regulatory reporting to insurance departments and other compliance functions including, but not limited to, the following: Consumer Complaint Handling; Regulatory Exams & Investigations (including Market Conduct Exams); Regulatory Inquiries & Communications; Homeowners Data Calls; NAIC Market Conduct Annual Statements; Coordination of financial reporting requirements; and Medicare Secondary Payer compliance, including Section 111 reporting
• Create, update, and enforce compliance policies and procedures to mitigate risks and ensure adherence to regulations
• Support the adoption and adherence to corporate governance procedures and best business practice guidelines
• Develop, organize, and deliver compliance training programs to communicate key regulatory changes and compliance responsibilities
• Identify, assess, manage and mitigate compliance risks by developing and implementing internal controls and procedures
• Support and manage complex strategic planning and projects
• Conduct regulator internal reviews/audits to assess compliance with regulations and prepare reports for leadership
• Work closely with various departments to ensure compliance activities are integrated into business processes and operations
• Partner with cross-functional and cross-organizational teams, including Legal and Operations, to support regulatory requirements for BRIE
• Serve as a strategic advisor on regulatory requirements, filings, and industry trends
• Report key compliance metrics and risk assessments to senior leadership
Skills
• 7+ years in Property & Casualty insurance compliance
• In-house carrier experience required
• Strong understanding of NAIC model laws, state-specific regulations, and compliance frameworks
• Exceptional communication, analytical, and problem-solving abilities
• Adept at process improvement and technology-driven compliance solutions
• Bachelor's degree required
• High ethical standards, sound judgment, and ability to influence decision-making at senior levels
• Juris Doctor degree and compliance certifications (e.g., CRCM, CCEP) preferred
Company Overview
• The Baldwin Group is an advisory firm that delivers insurance, risk mitigation, and wealth management solutions for businesses. It is a sub-organization of The Baldwin Group. It was founded in 2011, and is headquartered in Tampa, Florida, USA, with a workforce of 1001-5000 employees. Its website is https://baldwin.com.